To monitor and provide oversight on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and reported across Nedbank.
Contribute to a culture of transformation goals by participating in Nedbank culture building initiatives, including CSI.
Provide input, review and ensure accurate reporting and articulation of compliance.
Provide guidance in the completion of subsidiary compliance risk monitoring programs.
Provide advice and/or input to internal stakeholders on possible contraventions of compliance risks through early detection.
Maintain relationships with internal stakeholders by establishing partnerships in managing compliance risks.
Engage with stakeholders formally through determining scope of work, understanding and identifying client needs.
Develop collaborative relationship with the Compliance Institute of South Africa (CISA).
Execute the annual compliance risk-based program.
Monitor compliance risks and determine the state of compliance in client facing Clusters.
Ensure compliance requirements are adhered to and adequate compliance risk management practices implemented.
Minimum Experience Level
Responsibilities + Skills
Type of ExposureAnalysing situations or data that require an in depth evaluation of multiple factorsDrafting reportsInfluencing stakeholders to obtain buy-in for concepts and ideasComparing two or more sets of information Working with a group to identify alternative solutions to a problemConsolidating data from various sources and identify/interpret trends
Successfully completed Bachelor of Commerce or Bachelor of LawsPost Graduate Diploma: Risk Management is preferredFSCA Approved Compliance Officer certification is preferredCompliance Institute of South Africa (CISA) - preferred, not essential
Minimum 5 years' experience in the Financial Services Industry in a Risk Management function, of which 3 Years must be in a Compliance roleA broad knowledge of Conduct Related legislation is necessary