Regulatory Specialist, Financial Sector Conduct Regulation

Job Description

To support the Head: Compliance; Regulatory Services, Head: Financial Sector Conduct Regulation and Monitoring and Senior Regulatory Specialist: Financial Sector Conduct Regulation to discharge their responsibilities relating to compliance risk management as required by applicable regulatory requirements (laws) and to assist business units within the group to comply with laws.Key Responsibilities/AccountabilitiesAssist the Senior Regulatory Specialist to manage and maintain the operational requirements and timeous submissions of key individual reporting, exemption reporting, representative register reporting, DOFA checks, qualification checks, debarment notices and compliance officer returns.Timeous and documented submissions to the relevant regulatory bodyAssist Senior Regulatory Specialist to prepare advice to stakeholders on their responsibilities in respect of Financial Services laws in order to: protect the reputation of the group; avoid legal action against the group; promote a good working relationship with supervisors/regulators; prevent legal action against line management; and enable the group to demonstrate to regulatory authorities and other stakeholders that it is “fit and proper” to undertake its business

Responsibilities + Skills

Knowledge/Technical Skills/Expertise



Relevant tertiary legal qualification. Member of the Compliance Institute of South Africa preferably, admission as an attorney.Legal Degree3-4 years : Comprehensive understanding of the regulatory and business operations of a bank. Understanding of legal principles and the ability to interpret laws. Understanding of compliance methodology.

Job Summary

  • Published on: Thursday, 20th February 2020
  • Designation: Regulatory Specialist, Financial Sector Conduct Regulation
  • industry: Finance
  • Vacancy: 1
  • Employment Status: Full-time
  • Job Location: Johannesburg
  • Salary: on a call
  • Gender:
  • Application Deadline: Thursday, 20th February 2020

About the Company

  • Company Name: Standard Bank Group.
  • Address: 9th Floor 011 636 9111/2 SBZAZAJJ Standard Bank Centre 5 Simmonds Street Johannesburg 2001 P O Box 7725
  • Website:
  • Company Profile:
  • To provide design and build decision agents and Credit process requirements for all Personal and Business products across the risk lifecycle for a particular stream (i.e. origination, account management and collections - to be customised per jobholder). This includes the process design of the end-to-end solution and working closely with appropriate Architectures (e.g., IT, Credit, Business, Data, etc.) to formulate sustainable strategic solutions.

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