Job Description
Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of the following business units Retail Mass, Corporate, Risk and Savings, Glacier and various business enabling functions. The Sanlam Life and Savings Office provides strategic direction, coordination and support to the four clusters, as well as performing governance oversight that includes assurance provided by second line of defense functions in SLS, to enable us to meet our business objectives.What will you do?This is a management role that is responsible for managing and overseeing the Sanlam Connect compliance team. The successful incumbent must provide a trusted view on the level of compliance to the management of the business entities and to coordinate and provide guidance to a team of compliance officers.What will make you successful in this role?Oversee, manage and provide guidance to the team of compliance officers on activities across Sanlam Connect.Act as supervisor to compliance officers under supervision, when needed.Analyse and interpret applicable laws and regulations and utilise a risk-based approach in developing a regulatory risk profile and the relevant compliance risk management and monitoringplans for specific legislation.Determining the quantity, frequency and type of monitoring and planning and coordinating the teams’ monitoring duties.Compilation and submission of internal and external compliance reports.Presenting to and engaging the relevant business areas on compliance feedback and corrective action.Interpret legislation and assist management with practical implementation thereof as required.
Responsibilities + Skills
Education
FSCA recognised compliance qualification and FSCA approved FAIS Compliance Officer is a minimum requirement.Approval for FAIS Category I is essential.Member of the Compliance Institute of Southern Africa and a Certified Compliance Practitioner designation would be advantageous.
Experience