Job Description
Job DescriptionCapturing and taking minutes of meetings from Financial Advisors interaction with clients;Capturing ,processing and following up on applications ( also checking that applications are completed correctly) , servicing and any other requirements;Ensuring that compliance documentation and Financial Needs Analysis (FNA)accompany all new business and/or client servicing;Checking that the Record of Advice (ROA) and FNA mirror one another and further that the Compliance is completed correctly;
Responsibilities + Skills
Contacting clients for counter-offer letters and declines;
Education
Checking all user groups are linked Directors, Shareholders, Trusts, Trustees, Employer/Employees etcChanges to Buy & Sells & ensuring they are updated annually
Experience
