Job Description

Closing Date30 November 2023Job PurposeTo manage self or a team of regulatory analysts, and ensure that FICA, FATCA & CRS-related activities & functions are executed within defined AML standards & requirements while simultaneously maintaining control over applicable processes, in accordance with Client Services Strategy.Job ResponsibilitiesManage a team and ensure effective processing of FICA and all client data related capturing and records maintainedEnsure the validation function on FICA, FATCA & CRS all in the context of business as usual (New to Bank, onboarding of new clients and Reviewing of existing clients)Review of clients by ensuring that "gaps" are identified in the FICA, FATCA & CRS requirements of existing clients.Ensure adherence to FICA, FATCA & CRS requirements by upskilling/guidance/training to front line to ensure that all NCIB Client records are optimally managed and maintained.Ensure that defined FICA/FATCA and CRS-related activities & functions are executed within defined standards & requirements while simultaneously maintaining control over applicable processes.